The following fee schedule is applicable to investment advisers.
| State Registered Investment Advisers |
| Initial Registration & Annual Renewal Fee: |
$400 |
| Branch Office Registration & Annual Renewal Fee: |
$20* |
Investment Adviser
Representative Registration & Renewal Fee: |
$150 |
| |
| Federal Covered Investment Advisers |
| Initial Registration & Annual Renewal Fee: |
$400 |
Investment Adviser
Representative Registration & Renewal Fee: |
$150 |
* This fee is paid directly to the Illinois Securities Department. All other fees are paid thru FINRA, the Financial Regulatory Authority at the time of initial registration or annual renewal.
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