SECURITIES
Administrative Actions
2009
John J. Parker
January 29, 2009
Richard J. Massaux
January 29, 2009
Mark Ruttenberg
Jill Ruttenberg
Monarch Visual Solutions, Inc.
January 28, 2009
Justin Albert Carroll
January 27, 2009
Richard N. Beleutz
January 26, 2009
Morgan Keegan & Company, Inc.
RMK Select Funds
January 23, 2009
Alliance Leasing, LLC
January 23, 2009
Brian H. Denyer
Julie Denyer
d/b/a Batu Annum, LP
January 23, 2009
Prevention Laboratories, LLC
January 23, 2009
Anthony A. James
James Asset Advisory, LLC
January 22, 2009
Lori J. Barnes
January 22, 2009
Igor Anantsko
Maria Chychula
Vitaliy M. Baka
d/b/a GNXPERT
January 21, 2009
Accelerated Returns, Inc.
William R. Wragg
January 20, 2009
Ralph W. Russell
RWR Capital Partners, LLC
RWR Capital Management, LLC
January 20, 2009
David B. Jordan
Faith B. Jordan
January 16, 2009
Francis Michael Evans
January 16, 2009
Jay C. Zayer
January 15, 2009
Dale Jansma
Jansma Builders, Inc.
January 13, 2009
First Geneva Capital
Navigators International Co.
Texas Holdings
Curtis Mann
Benjamin Young
James Spurger
January 12, 2009
InnoTech Laboratories, Inc.
Brian L. Jones
January 12, 2009
Steven Byers
Joseph Shereshevsky
a/k/a Joseph Heller and "Josie"
Wextrust Capital, LLC
January 12, 2009
Robert J. Lunn
Lunn Partners, LLC
January 7, 2009
Hinsdale Associates, Inc.
January 6, 2009
Jerry A. Douglas
January 6, 2009
Roth Financial Group, Inc.
Anthony Gerard Roth
January 5, 2009
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader