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SECURITIES


Administrative Actions

2009

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Wayne R. Hannah III
Bruce Tizes
TSG Real Estate, LLC
TSG Capital Fund I, LLC
Insight Real Estate, LLC
Green Realty Trust, Inc.
Insight Green RIT Advisor, LLC

January 30, 2009

John J. Parker
January 29, 2009

Richard J. Massaux
January 29, 2009

Mark Ruttenberg
Jill Ruttenberg
Monarch Visual Solutions, Inc.

January 28, 2009

Justin Albert Carroll
January 27, 2009

Richard N. Beleutz
January 26, 2009

Morgan Keegan & Company, Inc.
RMK Select Funds

January 23, 2009

Alliance Leasing, LLC
January 23, 2009

Brian H. Denyer
Julie Denyer
d/b/a Batu Annum, LP

January 23, 2009

Prevention Laboratories, LLC
January 23, 2009

Anthony A. James
James Asset Advisory, LLC

January 22, 2009

Lori J. Barnes
January 22, 2009

Igor Anantsko
Maria Chychula
Vitaliy M. Baka
d/b/a GNXPERT

January 21, 2009

Accelerated Returns, Inc.
William R. Wragg

January 20, 2009

Ralph W. Russell
RWR Capital Partners, LLC
RWR Capital Management, LLC

January 20, 2009

David B. Jordan
Faith B. Jordan

January 16, 2009

Francis Michael Evans
January 16, 2009

Jay C. Zayer
January 15, 2009

Dale Jansma
Jansma Builders, Inc.

January 13, 2009

First Geneva Capital
Navigators International Co.
Texas Holdings
Curtis Mann
Benjamin Young
James Spurger

January 12, 2009

InnoTech Laboratories, Inc.
Brian L. Jones

January 12, 2009

Steven Byers
Joseph Shereshevsky
a/k/a Joseph Heller and "Josie"
Wextrust Capital, LLC

January 12, 2009

Robert J. Lunn
Lunn Partners, LLC

January 7, 2009

Hinsdale Associates, Inc.
January 6, 2009

Jerry A. Douglas
January 6, 2009

Roth Financial Group, Inc.
Anthony Gerard Roth

January 5, 2009

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader