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Securities

ADMINISTRATIVE ACTIONS DECEMBER 2008




John T. Witz PDF
December 31, 2008

MGP Global Real Estate
Gregory E. Perkins
 PDF
December 31, 2008

Bernard L. Madoff PDF
December 30, 2008

Prevention Laboratories, LLC
Jerry A. Douglas
 PDF
December 29, 2008

Thomas Magee
a/k/a Tom Magee
Magee & Associates
Transnational Consultation Management, Inc.
 PDF
December 29, 2008

Mallory Investments, LLC
Ronald Stein
 PDF
December 22, 2008

Resource Bankers
Kevin Mitchell
 PDF
December 19, 2008

Matthew G. Sapaula PDF
December 18, 2008

Riley K. McHugh PDF
December 17, 2008

Ralph W. Russell
RWR Capital Partners, LLC
RWR Capital Management, LLC
 PDF
December 16, 2008

Alexander Holdings, LLC
Terrence T. Alexander
 PDF
December 15, 2008

Bart Andrew Newman PDF
December 10, 2008

Bart Andrew Newman PDF
December 8, 2008

MetLife Securities PDF
December 8, 2008

Morgan Stanley & Co. Incorporated PDF
December 4, 2008

Morgan Stanley & Co. Incorporated PDF
December 4, 2008

Terry L. Edlen PDF
December 3, 2008

John S. Cho PDF
December 1, 2008

Kevin G. Carney PDF
December 1, 2008

Roth Financial Group, LLC
Anthony Gerard Roth
 PDF
December 1, 2008


Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.


DISCLAIMER
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.


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