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Securities

ADMINISTRATIVE ACTIONS AUGUST 2008




Ultimate Fantasy Football League
Doug Diershow
 PDF
August 26, 2008

William John Nasgovitz PDF
August 25, 2008

Juan Cahue PDF
August 22, 2008

Hugh F. Denison PDF
August 22, 2008

Kevin D. Clark PDF
August 22, 2008

Paul T. Beste PDF
August 22, 2008

Phillip S. Eggers PDF
August 22, 2008

Ricky Boros
a/k/a Vincent Kwiatkowski
Compania de Minera De Los Tres Amigos
North American Mining Ventures Inc.
 PDF
August 22, 2008

Imelda Lomibao PDF
August 20, 2008

Advanced Ultrasound Imaging, Inc.
Brian Hunt
Steve K. Jablon
 PDF
August 19, 2008

American Fund, Inc.
Fabian C. Harris
 PDF
August 19, 2008

Charles Nyang’iti  PDF
August 19, 2008

E.P.S Inc.
A/K/A Electronic Post Systems, Inc.
William Abt
 PDF
August 19, 2008

Prevention Laboratories, LLC
Jerry A. Douglas
 PDF
August 19, 2008

Real Life Save-R
Robert R. Mclaren
 PDF
August 19, 2008

Alexi M. Bethel PDF
August 18, 2008

David B. Elliott PDF
August 18, 2008

John D. Shepherd PDF
August 18, 2008

Timothy Shawn Dunn
Moneyfacts, Inc.
 PDF
August 13, 2008

K.W. Brown Investments PDF
August 11, 2008

Matthew G. Sapaula PDF
August 8, 2008

Terrence L. Donati
a/k/a Terry L. Donati
Amy Donati
Brighton Hill Enterprise, Inc.
d/b/a Northwest Business Brokers
 PDF
August 6, 2008

Westor Capital Group, Inc. PDF
August 6, 2008

Brian L. Hopkinson PDF
August 5, 2008

John J. Parker PDF
August 5, 2008

Richard J. Massaux PDF
August 5, 2008

Mallory Investments, LLC
Ronald Stein
Stephen Strauss
Kenneth Eugene Zellmer, Jr.
Sean Zarinegar
Capital Guardian, Inc.
Blake William Wilson
Christine Fenn
 PDF
August 4, 2008

William D. Mattes, Sr. PDF
August 4, 2008

TradeRight Corp. d/b/a TradeRight Securities, Inc.
Christoper R. Wurtzinger
Michael J. Rukujzo
George Dragel
John H. Lohmeier
Rebecca A. Townsend
 PDF
August 1, 2008

UBS Financial Services, Inc. PDF
August 1, 2008


Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.


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The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.


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