SECURITIES
Administrative Actions
2003
January | February | March | April | May | June | July | August | September | October | November | December
Anthony L. Debenedictis
October 31, 2003
Barry Chaskes
October 31, 2003
HJM International Trading Ltd.
Humberto J. Martinez
October 31, 2003
Joseph T. Pagano Jr.
October 31, 2003
Richard D. Russell Sr.
October 31, 2003
Federal Street Investments, Inc.
October 27, 2003
Fiserv Securities, Inc.
October 27, 2003
Q-2 Synergy, Inc.
a/k/a Freedom Systems International
Dudley Gee
October 27, 2003
Capital Access, Ltd.
October 24, 2003
American Cash Flow Corporation
October 21, 2003
FX Specialists
October 21, 2003
John J. Derrico
October 3, 2003
Scott C. Winters
October 2, 2003
HJM International Trading Ltd.
Humberto J. Martinez
October 1, 2003
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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader