December


SERVICES PROGRAMS PRESS PUBLICATIONS DEPARTMENTS CONTACT

Securities

ADMINISTRATIVE ACTIONS DECEMBER 2003

William E. Hopkins & Associates, Inc. PDF
December 30, 2003

Trade Partners, Inc.
A/K/A TPI
Lewis Dean McBride PDF
December 23, 2003

Vikram V. Naik PDF
December 23, 2003

Ram Energy, Inc. PDF
December 22, 2003

Thomas H. Thorp PDF
December 18, 2003

Orbitex Funds Distributor, Inc. PDF
December 12, 2003

Scott C. Winters PDF
December 12, 2003

Clearing Services of America, Inc. PDF
December 11, 2003

High Tech Financial Products
a/k/a EBD Consulting, Inc. PDF
December 8, 2003

Goldman, Sachs & Company PDF
December 4, 2003

Lehman Brothers Inc. PDF
December 4, 2003

James A. Bayer PDF
December 1, 2003

Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

DISCLAIMER
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.

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